SEC Form 4 · accession 0001209191-15-045318
El Pollo Loco Holdings, Inc. · LOCO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Stephen J. Sather
Officer — President and CEO · Director
Period of report
May 19, 2015
Accepted (ET)
May 21, 2015 · 4:03 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001606366
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | May 19, 2015 | M | 315,077 | $2.62 | A | 315,077 | D | |
| Common Stock | May 19, 2015 | M | 44,923 | $5.84 | A | 44,923 | D | |
| Common StockF1 | May 19, 2015 | S | 360,000 | $21.85 | D | 0 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Options (right to buy)F2 | $2.62 | May 19, 2015 | M | 315,077 | D | — | Apr 16, 2022 | Common Stock | 315,077 | 0 | D |
| Stock Options (right to buy)F2 | $5.84 | May 19, 2015 | M | 44,923 | D | — | Apr 16, 2022 | Common Stock | 44,923 | 1,085,499 | D |
Explanation of responses
- F1Reflects sales of shares in a private transaction of common stock of El Pollo Loco Holdings, Inc. on May 19, 2015.
- F2The Stock Options were granted under the Corporation's 2012 Stock Option Plan and are fully vested.