SEC Form 4 · accession 0001209191-15-045314
El Pollo Loco Holdings, Inc. · LOCO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Kay Bogeajis
Officer — Chief Operating Officer
Period of report
May 19, 2015
Accepted (ET)
May 21, 2015 · 4:02 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001606366
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | May 19, 2015 | M | 25,000 | $5.84 | A | 25,000 | D | |
| Common StockF1 | May 19, 2015 | S | 25,000 | $21.85 | D | 0 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Options (right to buy)F2 | $5.84 | May 19, 2015 | M | 25,000 | D | — | Jul 27, 2023 | Common Stock | 25,000 | 127,649 | D |
Explanation of responses
- F1Reflects sales of shares in a private transaction of common stock of El Pollo Loco Holdings, Inc. on May 19, 2015.
- F2The Stock Options were granted under the Corporation's 2012 Stock Option Plan with 36,930 options fully vested and 12,310 options vesting on July 29, 2015, December 30, 2015, July 29, 2016, December 28, 2016 and July 29, 2017, in certain cases subject to the satisfaction of certain performance conditions.