SEC Form 4 · accession 0001209191-15-045312
El Pollo Loco Holdings, Inc. · LOCO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
A later amendment supersedes this filing — read the amendment. The figures below are kept as originally reported (version chain, not an overwrite).
Reporting owner
Douglas K. Ammerman
Director
Period of report
May 19, 2015
Accepted (ET)
May 21, 2015 · 4:02 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001606366
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | May 19, 2015 | M | 8,795 | $12.72 | A | 24,413 | D | |
| Common Stock | May 19, 2015 | M | 21,409 | $2.62 | A | 45,822 | D | |
| Common StockF1 | May 19, 2015 | S | 45,822 | $21.80 | D | 0 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Options (right to buy)F2 | $12.72 | May 19, 2015 | M | 8,795 | D | — | Sep 28, 2016 | Common Stock | 8,795 | 0 | D |
| Stock Options (right to buy)F3 | $2.62 | May 19, 2015 | M | 21,409 | D | — | Apr 18, 2022 | Common Stock | 21,409 | 0 | D |
Explanation of responses
- F1Reflects sales of shares in a private transaction of common stock of El Pollo Loco Holdings, Inc. on May 19, 2015.
- F2The Stock Options were granted under the Corporation's 2005 Stock Option Plan and are fully vested.
- F3The Stock Options were granted under the Corporation's 2012 Stock Option Plan and are fully vested.