SEC Form 4/A · accession 0001209191-16-156808
Green Bancorp, Inc. · GNBC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
John P. Durie
Other
Period of report
Aug 3, 2016
Accepted (ET)
Dec 27, 2016 · 4:05 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001606363
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, par value $0.01 per shareF1 | Aug 3, 2016 | I | 20,000 | $9.5755 | A | 20,000 | I | By 401(k) Plan |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The shares were purchased in multiple transactions on August 3, 2016 at actual purchase prices ranging from $9.25 to $9.7686 per share. The price reported reflects the weighted average purchase price for the transactions. The reporting person undertakes to provide upon request by the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares purchased at each separate price.
Remarks
The Form 4/A has been filed to revise the transaction code reported for the acquisition described herein. Such acquisition was effected as a discretionary transaction by the reporting person in his account in the issuer's 401(k) plan, not as an open market or private purchase as initially reported. The reporting person ceased to be an officer of the issuer on October 31, 2016.