SEC Form 4 · accession 0001209191-16-155380
Green Bancorp, Inc. · GNBC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
A later amendment supersedes this filing — read the amendment. The figures below are kept as originally reported (version chain, not an overwrite).
Reporting owner
John P. Durie
Other
Period of report
Dec 13, 2016
Accepted (ET)
Dec 15, 2016 · 4:06 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001606363
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, par value $0.01 per share | Dec 13, 2016 | M | 18,332 | $9.71 | A | 75,408 | D | |
| Common Stock, par value $0.01 per shareF1 | Dec 13, 2016 | S | 18,332 | $13.1278 | D | 57,076 | D | |
| Common Stock, par value $0.01 per share | holding | — | — | — | 954 | I | By children |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock Option (right to buy)F2 | $9.71 | Dec 13, 2016 | M | 18,332 | D | — | Dec 29, 2016 | Common Stock, par value $0.01 per share | 18,332 | 0 | D |
Explanation of responses
- F1The shares were sold in multiple transactions on December 13, 2016 at actual sale prices ranging from $13.00 to $13.40 per share. The price reported reflects the weighted average sale price for the transactions. The reporting person undertakes to provide upon request by the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
- F2All options subject to this grant are fully vested and exercisable.
Remarks
The Reporting Person is a director of Green Bank, N.A.