SEC Form 4 · accession 0001606268-18-000062
Spark Energy, Inc. · SPKE
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owners
W Keith Maxwell III
Director · 10% Owner
Retailco, LLC
10% Owner
TxEx Energy Investments, LLC
10% Owner
Period of report
Jun 29, 2018
Accepted (ET)
Jul 3, 2018 · 4:54 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001606268
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common StockF1,F2 | Jun 29, 2018 | J | 72,500 | $0.00 | D | 642,882 | I | See footnotes |
| Class A Common Stock | holding | — | — | — | 988,722 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Retailco, LLC ("Retailco") transferred these shares of Class A Common Stock for no consideration to existing employees as compensation. Recipients of these shares are not employees of the Issuer or its subsidiaries.
- F2Held directly by Retailco. Retailco is a wholly-owned subsidiary of TxEx Energy Investments, LLC, which is owned by W. Keith Maxwell.