SEC Form 4 · accession 0001606268-15-000159
Spark Energy, Inc. · SPKE
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Georganne Hodges
Officer — Vice President & CFO
Period of report
Nov 16, 2015
Accepted (ET)
Nov 17, 2015 · 9:33 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001606268
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common StockF2 | Nov 16, 2015 | S | 2,500 | $17.476 | D | 4,018 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1These shares are being sold pursuant to a Rule 10b5-1 plan implemented by the reporting person on September 15, 2015 in connection with her ownership of Class A common stock through the Long Term Incentive Plan of Spark Energy, Inc..
- F2The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $17.25 to $17.65, inclusive. The reporting person undertakes to provide to Spark Energy, Inc., any security holder of Spark Energy, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote."