SEC Form 4 · accession 0001606268-15-000088

Spark Energy, Inc. · SPKE

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owners

NuDevco Partners Holdings, LLC

10% Owner

NuDevco Partners, LLC

10% Owner

W Keith Maxwell III

Director · 10% Owner

NuDevco Retail, LLC

10% Owner

Retail Holdings,LLC NuDevco

10% Owner

Period of report

May 28, 2015

Accepted (ET)

Jun 1, 2015 · 12:01 pm EDT

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0001606268

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Class A Common Stock^F1,F2,F3	May 28, 2015	P	100	$13.82	A	17,750	D
Class A Common Stock^F2,F3,F1	May 28, 2015	P	200	$13.76	A	17,950	D
Class A Common Stock^F2,F3,F1	May 28, 2015	P	4,700	$13.816	A	22,650	D
Class A Common Stock^F2,F3,F1	May 28, 2015	P	39	$13.71	A	22,689	D
Class A Common Stock^F2,F3,F1	May 28, 2015	P	100	$13.747	A	22,789	D
Class A Common Stock^F2,F3,F1	May 28, 2015	P	2,361	$13.742	A	25,150	D

Table II — derivative securities

No Table II lines on this filing.

Explanation of responses

F1This Form 4 is filed jointly by W. Keith Maxwell III, NuDevco Partners, LLC ("NuDevco Partners"), NuDevco Partners Holdings, LLC ("NuDevco Holdings"), NuDevco Retail, LLC ("NuDevco Retail") and NuDevco Retail Holdings, LLC ("NuDevco Retail Holdings"). Mr. Maxwell is the sole member of NuDevco Partners. NuDevco Partners is the sole member of NuDevco Holdings. NuDevco Holdings is the sole member of NuDevco Retail Holdings. NuDevco Retail Holdings is the sole member of NuDevco Retail. (Continued in footnote 2).
F2Accordingly, NuDevco Partners, NuDevco Holdings, NuDevco Retail Holdings and NuDevco Retail are direct and indirect wholly owned subsidiaries of Mr. Maxwell, and Mr. Maxwell, NuDevco Partners, NuDevco Holdings, NuDevco Retail Holdings and NuDevco Retail may be deemed to indirectly own the securities of the Issuer directly held by one or more of such other reporting persons, but each disclaims beneficial ownership except to the extent of his or its pecuniary interest therein.
F3Mr. Maxwell purchased the securities reported above directly.