SEC Form 4 · accession 0001209191-17-055541
AAC Holdings, Inc. · AAC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Michael T. Cartwright
Officer — Chairman and CEO · Director · 10% Owner
Period of report
Mar 31, 2016
Accepted (ET)
Oct 3, 2017 · 9:38 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001606180
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Mar 31, 2016 | F | 543 | $19.79 | D | 156,619 | I | By wife |
| Common StockF1,F2 | Jun 30, 2016 | F | 431 | $22.82 | D | 156,188 | I | By wife |
| Common StockF1,F2 | Sep 30, 2016 | F | 431 | $17.39 | D | 155,757 | I | By wife |
| Common StockF1,F2 | Dec 31, 2016 | F | 431 | $7.24 | D | 155,326 | I | By wife |
| Common StockF1,F2 | Mar 31, 2017 | F | 543 | $8.53 | D | 154,783 | I | By wife |
| Common StockF1,F2 | Jun 30, 2017 | F | 441 | $6.93 | D | 154,342 | I | By wife |
| Common StockF2 | Sep 30, 2017 | F | 455 | $9.93 | D | 153,887 | I | By wife |
| Common Stock | holding | — | — | — | 3,130,490 | D | ||
| Common Stock | holding | — | — | — | 954,507 | I | By Irrevocable Family Trust of Tina Cartwright | |
| Common Stock | holding | — | — | — | 954,507 | I | By Irrevocable Family Trust of Michael T. Cartwright |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1This transaction is being reported late due to an administrative oversight.
- F2These shares are owned by the reporting person's spouse, Tina F. Cartwright, who is the President of CRMS, a subsidiary of the registrant. The restricted common stock previously granted to Mrs. Cartwright pursuant to the AAC Holdings, Inc. 2014 Equity Incentive Plan, as amended, vests in accordance with the terms of her respective award agreements.