SEC Form 4 · accession 0001209191-17-019997
AAC Holdings, Inc. · AAC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Michael T. Cartwright
Officer — Chairman and CEO · Director · 10% Owner
Period of report
Mar 9, 2017
Accepted (ET)
Mar 10, 2017 · 8:05 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001606180
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Mar 9, 2017 | A | 50,000 | $0.00 | A | 3,130,490 | D | |
| Common StockF2 | Mar 9, 2017 | A | 20,000 | $0.00 | A | 157,162 | I | By wife |
| Common Stock | holding | — | — | — | 954,507 | I | By Irrevocable Family Trust of Tina Cartwright | |
| Common Stock | holding | — | — | — | 954,507 | I | By Irrevocable Family Trust of Michael T. Cartwright |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1This reporting person received 50,000 shares of restricted common stock pursuant to the AAC Holdings, Inc. 2014 Equity Incentive Plan. This grant vests in three equal annual installments beginning on December 31, 2017.
- F2The reporting person's spouse, Tina F. Cartwright, is the President of CRMS, a subsidiary of the registrant, and in connection with her employment received 20,000 shares of restricted common stock pursuant to the AAC Holdings, Inc. 2014 Equity Incentive Plan. This grant vests in three equal annual installments beginning on December 31, 2017.