SEC Form 4 · accession 0001209191-16-131251
AAC Holdings, Inc. · AAC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Michael T. Cartwright
Officer — Chairman and CEO · Director · 10% Owner
Period of report
Jul 1, 2016
Accepted (ET)
Jul 5, 2016 · 5:54 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001606180
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF2 | Jul 1, 2016 | S | 14,300 | $23.09 | D | 3,166,190 | D | |
| Common Stock | holding | — | — | — | 954,507 | I | By Irrevocable Family Trust of Tina Cartwright | |
| Common Stock | holding | — | — | — | 954,507 | I | By Irrevocable Family Trust of Michael T. Cartwright | |
| Common Stock | holding | — | — | — | 137,162 | I | By wife |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 29, 2016, as amended on May 25, 2016.
- F2The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $23.00 to $23.31, inclusive. The reporting person undertakes to provide to AAC Holdings, Inc., any security holder of AAC Holdings, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (2) to this Form 4.