SEC Form 4 · accession 0001209191-16-124182
AAC Holdings, Inc. · AAC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Michael T. Cartwright
Officer — Chairman and CEO · Director · 10% Owner
Period of report
May 26, 2016
Accepted (ET)
May 27, 2016 · 8:19 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001606180
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | May 26, 2016 | J | 150,000 | — | D | 3,280,490 | D | |
| Common Stock | holding | — | — | — | 954,507 | I | By Irrevocable Family Trust of Tina Cartwright | |
| Common Stock | holding | — | — | — | 954,507 | I | By Irrevocable Family Trust of Michael T. Cartwright | |
| Common Stock | holding | — | — | — | 137,162 | I | By wife |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The disposition reported herein was made on May 26, 2016 in connection with a private transaction in which the reporting person together with Jerrod Menz used common stock, in an exempt transaction pursuant to Section 4(a)(7) of the Securities Act of 1933, as partial consideration for the purchase of real estate in the aggregate amount of approximately $12,000,000. Pursuant to the applicable real estate purchase agreement, the recipient of the common stock consideration is required to hold the shares received in the transaction for at least six months.