SEC Form 5 · accession 0001209191-16-097329
AAC Holdings, Inc. · AAC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Michael T. Cartwright
Officer — Chairman and CEO · Director · 10% Owner
Period of report
Dec 31, 2015
Accepted (ET)
Feb 10, 2016 · 4:45 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001606180
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Nov 23, 2015 | A | 20,000 | $0.00 | A | 137,162 | I | By wife |
| Common Stock | holding | — | — | — | 3,680,490 | D | ||
| Common Stock | holding | — | — | — | 954,507 | I | By Irrevocable Family Trust of Tina Cartwright | |
| Common Stock | holding | — | — | — | 954,507 | I | By Irrevocable Family Trust of Michael T. Cartwright |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The reporting person's spouse, Tina F. Cartwright, is the President of CRMS, a subsidiary of the registrant, and in connection with her employment received 20,000 shares of restricted common stock pursuant to the AAC Holdings, Inc. 2014 Equity Incentive Plan. This grant vests in equal 1/12 increments quarterly beginning on March 31, 2016.