SEC Form 4 · accession 0001209191-15-063805
AAC Holdings, Inc. · AAC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Michael T. Cartwright
Officer — Chairman and CEO · Director · 10% Owner
Period of report
Aug 4, 2015
Accepted (ET)
Aug 4, 2015 · 6:52 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001606180
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Aug 4, 2015 | P | 16,466 | $20.55 | A | 3,690,290 | D | |
| Common StockF2 | Aug 4, 2015 | P | 200 | $22.50 | A | 3,690,490 | D | |
| Common Stock | holding | — | — | — | 954,507 | I | By Irrevocable Family Trust of Tina Cartwright | |
| Common Stock | holding | — | — | — | 954,507 | I | By Irrevocable Family Trust of Michael T. Cartwright | |
| Common Stock | holding | — | — | — | 117,162 | I | By wife |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $20.05 to $20.89, inclusive. The reporting person undertakes to provide to AAC Holdings, Inc., any security holder of AAC Holdings, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in footnotes (1) and (2) to this Form 4.
- F2The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $22.49 to $22.50, inclusive.