SEC Form 4 · accession 0001144204-18-050429
Limbach Holdings, Inc. · LMB
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Michael F McNally
Director
Period of report
Apr 13, 2018
Accepted (ET)
Sep 21, 2018 · 6:38 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001606163
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Apr 27, 2018 | M | 355 | — | A | 355 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF1,F2 | — | Apr 27, 2018 | A | 1,067 | A | — | — | Common Stock | 1,067 | 1,067 | D |
| Restricted Stock UnitsF1,F2 | — | Apr 27, 2018 | M | 355 | D | — | — | Common Stock | 355 | 712 | D |
| Restricted Stock UnitsF1,F3 | — | Apr 13, 2018 | A | 3,200 | A | — | — | Common Stock | 3,200 | 3,200 | D |
Explanation of responses
- F1Each restricted stock unit ("RSU") represents a contingent right to receive one share of Limbach Holdings, Inc. (the "Company") common stock, exempt under Rule 16b-3.
- F2This award of RSUs was granted on 04/27/2018. 33% of the RSUs vested upon the grant dated and the remaining RSUs vest equally on January 1, 2019 and January 1, 2020, subject to continued service through the applicable vesting date.
- F3This award of RSUs was granted on 04/13/2018. The award is subject to service-based vesting conditions and vests in equal annual installments on each of January 1, 2019, January 1, 2020 and January 1, 2021, subject to continued service through the applicable vesting date.