SEC Form 4 · accession 0001144204-16-112471
Limbach Holdings, Inc. · LMB
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Gordon G Pratt
Officer — President and CEO · Director
Period of report
Jul 7, 2016
Accepted (ET)
Jul 11, 2016 · 6:21 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001606163
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| WarrantsF4,F1,F2,F3 | $11.50 | Jul 7, 2016 | P | 7,730 | A | — | — | Common Stock | 3,865 | 100,000 | I |
Explanation of responses
- F1Each warrant is exercisable to purchase one-half of one share of Common Stock at $11.50 per whole share, subject to adjustment, as described under the heading "Description of Securities -Warrants included as part of units" in the Issuer's registration statement on Form S-1 (File No. 333-195695).
- F2The warrants become exercisable beginning on 30 days after the completion of the Issuer's initial business combination, as described under the heading "Description of Securities -Warrants included as part of units" in the Issuer's registration statement on Form S-1 (File No. 333-195695).
- F3The warrants expire five years after the completion of the Issuer's initial business combination or earlier upon redemption or liquidation as described under the heading "Description of Securities -Warrants included as part of units" in the Issuer's registration statement on Form S-1 (File No. 333-195695).
- F4The securities are held directly by Fund Management Group LLC ("FMG"). The reporting person is the managing member and controlling equity holder of FMG, and as such may be deemed to beneficially own all of the securities held directly by FMG.