SEC Form 4 · accession 0001144204-16-111836

Limbach Holdings, Inc. · LMB

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

A later amendment supersedes this filing — read the amendment. The figures below are kept as originally reported (version chain, not an overwrite).

Reporting owner

Officer — President and CEO · Director

Period of report

Jul 1, 2016

Accepted (ET)

Jul 6, 2016 · 9:12 pm EDT

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0001606163

Table I — non-derivative securities

No Table I lines on this filing.

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Warrants^F4,F1,F2,F3	$11.50	Jul 1, 2016	P	6,000	A	—	—	Common Stock	3,000	83,120	I

F1Each warrant is exercisable to purchase one-half of one share of Common Stock at $11.50 per whole share, subject to adjustment, as described under the heading "Description of Securities -Warrants included as part of units" in the Issuer's registration statement on Form S-1 (File No. 333-195695).
F2The warrants become exercisable beginning on 30 days after the completion of the Issuer's initial business combination, as described under the heading "Description of Securities -Warrants included as part of units" in the Issuer's registration statement on Form S-1 (File No. 333-195695).
F3The warrants expire five years after the completion of the Issuer's initial business combination or earlier upon redemption or liquidation as described under the heading "Description of Securities -Warrants included as part of units" in the Issuer's registration statement on Form S-1 (File No. 333-195695).
F4The securities are held directly by Fund Management Group LLC ("FMG"). The reporting person is the managing member and controlling equity holder of FMG, and as such may be deemed to beneficially own all of the securities held directly by FMG.