SEC Form 4 · accession 0001567619-19-004894
CB Financial Services, Inc. · CBFV
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Ralph Burchianti
Officer — Executive Vice President
Period of report
Feb 14, 2019
Accepted (ET)
Feb 19, 2019 · 5:19 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001605301
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Feb 14, 2019 | P | 2,500 | $26.49 | A | 2,500 | I | By Spouse |
| Common StockF1 | holding | — | — | — | 54,208 | D | ||
| Common StockF5 | holding | — | — | — | 2,200 | I | By Investment Club |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock OptionsF2 | $30.75 | holding | — | — | — | Dec 15, 2018 | Dec 16, 2027 | Common Stock | 3,280 | 3,280 | D |
| Stock OptionsF3 | $26.45 | holding | — | — | — | Dec 16, 2017 | Dec 16, 2026 | Common Stock | 2,810 | 2,810 | D |
| Stock OptionsF4 | $22.25 | holding | — | — | — | Dec 16, 2016 | Dec 16, 2025 | Common Stock | 10,000 | 10,000 | D |
Explanation of responses
- F1Includes shares of restricted stock which vest at a rate of 20% per year commencing on December 14, 2019.
- F2Stock options vest at a rate of 20% per year commencing on December 15, 2018.
- F3Stock options vest at a rate of 20% per year commencing on December 16, 2017.
- F4Stock options vest at a rate of 20% per year commencing on December 16, 2016.
- F5The investment club owns a total of 2,200 shares of the issuer's common stock. Mr. Burchianti has a 10% interest in the investment club and disclaims beneficial ownership with respect to 1,980 shares.