SEC Form 4 · accession 0001567619-18-001562
CB Financial Services, Inc. · CBFV
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Richard B Boyer
Director
Period of report
May 11, 2018
Accepted (ET)
Aug 21, 2018 · 3:55 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001605301
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | May 11, 2018 | M | 3,000 | $22.25 | A | 9,585 | D | |
| Common StockF1 | May 11, 2018 | M | 422 | $26.45 | A | 10,007 | D | |
| Common StockF1 | May 11, 2018 | D | 3,422 | $34.70 | D | 6,585 | D | |
| Common StockF1 | Aug 20, 2018 | S | 1,028 | $32.10 | D | 5,557 | D | |
| Common Stock | holding | — | — | — | 11,989 | I | By IRA |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock OptionsF4 | $22.25 | May 11, 2018 | M | 3,000 | D | Dec 16, 2016 | Dec 16, 2025 | Common Stock | 3,000 | 4,500 | D |
| Stock OptionsF3 | $26.45 | May 11, 2018 | M | 422 | D | Dec 16, 2017 | Dec 16, 2026 | Common Stock | 422 | 1,688 | D |
| Stock OptionsF3,F2 | $30.75 | holding | — | — | — | Dec 15, 2018 | Dec 15, 2027 | Common Stock | 1,690 | 1,690 | D |
Explanation of responses
- F1Includes shares of restricted stock which vest 100% on December 15, 2018
- F2Stock options vest at a rate of 20% per year commencing on December 15, 2018.
- F3Stock options vest at a rate of 20% per year commencing on December 16, 2017.
- F4Stock options vest at a rate of 20% per year commencing on December 16, 2016.