SEC Form 4 · accession 0001140361-17-046790
CB Financial Services, Inc. · CBFV
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Mark E. Fox
Director
Period of report
Dec 15, 2017
Accepted (ET)
Dec 19, 2017 · 6:02 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001605301
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Dec 15, 2017 | A | 750 | $0.00 | A | 4,337 | D | |
| Common Stock | holding | — | — | — | 5,318 | I | By 401(k) | |
| Common Stock | holding | — | — | — | 725 | I | By Corporation |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock OptionsF2 | $30.75 | Dec 15, 2017 | A | 1,115 | A | Dec 15, 2018 | Dec 15, 2027 | Common Stock | 1,115 | 1,115 | D |
| Stock OptionsF3 | $26.45 | holding | — | — | — | Dec 16, 2017 | Dec 16, 2026 | Common Stock | 1,400 | 1,400 | D |
| Stock OptionsF4 | $22.25 | holding | — | — | — | Dec 16, 2016 | Dec 16, 2025 | Common Stock | 5,000 | 5,000 | D |
Explanation of responses
- F1Shares of restricted stock vest 100% on December 15, 2018.
- F2Stock options vest at a rate of 20% per year commencing on December 15, 2018.
- F3Stock options vest at a rate of 20% per year commencing on December 16, 2017.
- F4Stock options vest at a rate of 20% per year commencing on December 16, 2016.