SEC Form 4 · accession 0001140361-16-090398
CB Financial Services, Inc. · CBFV
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Ralph J. Sommers Jr.
Director · Other
Period of report
Dec 16, 2016
Accepted (ET)
Dec 20, 2016 · 5:14 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001605301
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Dec 16, 2016 | A | 500 | $0.00 | A | 19,510 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock OptionsF2 | $26.45 | Dec 16, 2016 | A | 1,400 | A | Dec 16, 2017 | Dec 16, 2026 | Common Stock | 1,400 | 1,400 | D |
| Stock OptionsF3 | $22.25 | holding | — | — | — | Dec 16, 2016 | Dec 16, 2025 | Common Stock | 5,000 | 5,000 | D |
Explanation of responses
- F1Shares of restricted stock vest 100% on December 16, 2017.
- F2Stock options vest at a rate of 20% per year commencing on December 16, 2017.
- F3Stock options vest at a rate of 20% per year commencing on December 16, 2016.