SEC Form 4 · accession 0001140361-15-044943
CB Financial Services, Inc. · CBFV
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John Swiatek
Director
Period of report
Dec 16, 2015
Accepted (ET)
Dec 17, 2015 · 4:08 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001605301
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Dec 16, 2015 | A | 750 | $0.00 | A | 4,384 | D | |
| Common Stock | Dec 17, 2015 | P | 363 | $22.49 | A | 4,427 | I | By IRA |
| Common Stock | Dec 17, 2015 | P | 200 | $22.48 | A | 4,627 | I | By IRA |
| Common Stock | Dec 17, 2015 | P | 262 | $22.34 | A | 4,889 | I | By IRA |
| Common Stock | Dec 17, 2015 | P | 756 | $22.35 | A | 5,645 | I | By IRA |
| Common Stock | Dec 17, 2015 | P | 398 | $22.40 | A | 6,043 | I | By IRA |
| Common Stock | Dec 17, 2015 | P | 191 | $22.32 | A | 6,234 | I | By IRA |
| Common Stock | Dec 17, 2015 | P | 100 | $22.39 | A | 6,334 | I | By IRA |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock OptionsF2 | $22.25 | Dec 16, 2015 | A | 5,000 | A | Dec 16, 2016 | Dec 16, 2025 | Common Stock | 5,000 | 5,000 | D |
Explanation of responses
- F1Shares of restricted stock vest 100% on December 16, 2016.
- F2Stock options vest at a rate of 20% per year commencing on December 16, 2016.