SEC Form 3 · accession 0000899243-19-006445
scPharmaceuticals Inc. · SCPH
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Rachael Nokes
Officer — See Remarks
Period of report
Feb 28, 2019
Accepted (ET)
Mar 6, 2019 · 4:31 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001604950
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | holding | — | — | — | 13,850 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F2 | $1.66 | holding | — | — | — | — | Sep 17, 2024 | Common Stock | 10,455 | — | D |
| Stock Option (Right to Buy)F3 | $8.12 | holding | — | — | — | — | Mar 13, 2025 | Common Stock | 10,455 | — | D |
| Stock Option (Right to Buy)F4 | $3.81 | holding | — | — | — | — | Apr 17, 2027 | Common Stock | 6,426 | — | D |
| Stock Option (Right to Buy)F5 | $12.23 | holding | — | — | — | — | Jan 17, 2028 | Common Stock | 17,000 | — | D |
| Stock Option (Right to Buy)F6 | $4.88 | holding | — | — | — | — | Jul 17, 2028 | Common Stock | 13,850 | — | D |
Explanation of responses
- F1Consists of a restricted stock unit award made pursuant to the scPharmaceuticals Inc. 2017 Stock Option and Incentive Plan. The restricted stock units vest in equal annual installments over a two-year period beginning on February 25, 2019. Vested shares will be delivered to the reporting person as soon as practicable following each vesting date, but in no event later than two and one-half months after the end of the year in which such vesting date occurs.
- F2This option is fully vested.
- F325% of these shares vested on March 13, 2016 then in 36 equal monthly installments thereafter.
- F425% of these shares vested on April 17, 2018 then in 36 equal monthly installments thereafter.
- F525% of these shares vested on January 17, 2019 then in 36 equal monthly installments thereafter.
- F625% of these shares shall vest on July 17, 2019 then in 36 equal monthly installments thereafter.
Remarks
SVP, Finance; Principal Accounting Officer Exhibit 24 - Power of Attorney