SEC Form 4 · accession 0000899243-17-027196
scPharmaceuticals Inc. · SCPH
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
A later amendment supersedes this filing — read the amendment. The figures below are kept as originally reported (version chain, not an overwrite).
Reporting owner
Mette Kirstine Agger
Director
Period of report
Nov 21, 2017
Accepted (ET)
Nov 21, 2017 · 7:22 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001604950
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Nov 21, 2017 | C | 1,544,858 | — | A | 1,544,858 | I | By: Lundbeckfond Invest A/S |
| Common StockF3,F2 | Nov 21, 2017 | C | 984,366 | — | A | 2,529,224 | I | By: Lundbeckfond Invest A/S |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Series A Preferred StockF3,F4 | — | Nov 21, 2017 | C | 11,092,383 | D | — | — | Common Stock | 1,544,858 | 0 | I |
| Series B Preferred StockF3,F4 | — | Nov 21, 2017 | C | 7,067,945 | D | — | — | Common Stock | 984,366 | 0 | I |
Explanation of responses
- F1Represents the total number of shares of Common Stock received by Lundbeckfond Invest A/S ("LIAS"), upon conversion of the Issuer's Series A Preferred Stock in connection with the closing of the Issuer's initial public offering.
- F2These shares are directly held by LIAS. The Reporting Person is the Managing Partner at Lundbeckfonden Ventures, which is the General Partner of LIAS. The reporting person disclaims beneficial ownership of such shares except to the extent of her pecuniary interest, if any, and this report shall not be deemed an admission that the reporting person is the beneficial owner of all of the reported shares for purposes of Section 16 or any other purpose.
- F3Represents the total number of shares of Common stock received by Lundbeckfond Invest A/S ("LIAS"), upon conversion of the Issuer's Series B Preferred Stock in connection with the closing of the Issuer's initial public offering.
- F4All series of Convertible Preferred Stock automatically converted into the Issuer's Common Stock on a 7.180193-for-1 basis on November 21, 2017 and had no expiration date.