SEC Form 4 · accession 0001209191-16-090157
Natera, Inc. · NTRA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jonathan Sheena
Officer — Chief Technology Officer · Director
Period of report
Jan 4, 2016
Accepted (ET)
Jan 6, 2016 · 8:05 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001604821
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jan 4, 2016 | M | 7,500 | $0.00 | A | 647,551 | D | |
| Common Stock | Jan 4, 2016 | S | 7,500 | $10.06 | D | 640,051 | D | |
| Common Stock | Jan 4, 2016 | S | 17,500 | $10.06 | D | 622,551 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (right to buy)F2 | $1.141 | Jan 4, 2016 | M | 7,500 | D | — | Sep 20, 2022 | Common Stock | 7,500 | 88,249 | D |
Explanation of responses
- F1The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.
- F2The option shares are fully vested and may be exercised at any time.