SEC Form 4 · accession 0001209191-15-087536

Natera, Inc. · NTRA

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Officer — Chief Technology Officer · Director

Period of report

Dec 29, 2015

Accepted (ET)

Dec 31, 2015 · 6:29 pm EST

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0001604821

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I
Common Stock	Dec 29, 2015	M	49,700	$0.00	A	689,751	D
Common Stock^F2	Dec 29, 2015	S	49,700	$10.433	D	640,051	D
Common Stock	Dec 29, 2015	M	300	$0.00	A	640,351	D
Common Stock^F3	Dec 29, 2015	S	300	$11.116	D	640,051	D

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Stock Option (right to buy)^F4	$1.141	Dec 29, 2015	M	50,000	D	—	Sep 20, 2022	Common Stock	50,000	95,749	D

F1The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.
F2The reported price in Column 4 is a weighted average. These shares were sold in multiple transactions at prices ranging from $10.100 to $11.050 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (3).
F3The reported price in Column 4 is a weighted average. These shares were sold in multiple transactions at prices ranging from $11.110 to $11.120 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (2).
F4The option shares are fully vested and may be exercised at any time.