SEC Form 4 · accession 0001209191-15-060285

Natera, Inc. · NTRA

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Director

Period of report

Jul 8, 2015

Accepted (ET)

Jul 9, 2015 · 4:20 pm EDT

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0001604821

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Common Stock^F1	Jul 8, 2015	P	175,000	$18.00	A	375,000	I	By Sofinnova Venture Partners VIII, L.P.
Common Stock^F2,F1	Jul 8, 2015	C	1,175,280	—	A	1,550,280	I	By Sofinnova Venture Partners VIII, L.P.
Common Stock^F1	Jul 8, 2015	P	175,000	$18.00	A	375,000	I	By Sofinnova Venture Partners IX, L.P.
Common Stock^F2,F1	Jul 8, 2015	C	1,175,280	—	A	1,550,280	I	By Sofinnova Venture Partners IX, L.P.

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Series F Preferred Stock^F1,F2	—	Jul 8, 2015	C	1,175,280	D	—	—	Common Stock	1,175,280	0	I
Series F Preferred Stock^F1,F2	—	Jul 8, 2015	C	1,175,280	D	—	—	Common Stock	1,175,280	0	I

F1Mr. Healy is a managing member of each of Sofinnova Management VIII, L.L.C. ("Sofinnova Management VIII") and Sofinnova Management IX, L.L.C. ("Sofinnova Management IX"). Sofinnova Management VIII is the general partner of Sofinnova Venture Partners VIII, L.P., and Sofinnova Management IX is the general partner of Sofinnova Venture Partners IX, L.P. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purpose.
F2Each share of preferred stock automatically converted into one (1) share of Common Stock immediately prior to the closing of the Issuer's initial public offering of Common Stock, and has no expiration date.