SEC Form 4 · accession 0001179110-18-014260
Natera, Inc. · NTRA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Steven Leonard Chapman
Officer — Chief Operating Officer
Period of report
Dec 21, 2018
Accepted (ET)
Dec 26, 2018 · 4:15 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001604821
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Dec 21, 2018 | M | 1,117 | — | A | 1,679 | D | |
| Common Stock | Dec 24, 2018 | S | 565 | $12.3907 | D | 1,114 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitF2,F4 | — | Dec 21, 2018 | M | 1,117 | D | — | — | Common Stock | 1,117 | 10,056 | D |
Explanation of responses
- F1Represents the partial vesting and settlement of Restricted Stock Units ("RSUs"), starting March 21, 2018.
- F2Each RSU represents a contingent right to receive one share of the common stock of the issuer.
- F3The sale of shares was effected in order to satisfy tax liabilities due at the time of vesting.
- F4The RSUs vest over four years. 25% of the RSUs vest on March 21, 2018 and the remaining shares vest in 12 equal quarterly installments thereafter.