SEC Form 4 · accession 0001179110-18-012190

Natera, Inc. · NTRA

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Officer — Chief Operating Officer

Period of report

Oct 12, 2018

Accepted (ET)

Oct 15, 2018 · 5:54 pm EDT

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0001604821

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I
Common Stock	Oct 12, 2018	M	23,678	$10.41	A	24,240	D
Common Stock	Oct 12, 2018	M	11,322	$10.73	A	35,562	D
Common Stock^F2	Oct 12, 2018	S	35,000	$20.6627	D	562	D

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Stock Option (right to buy)^F3	$10.41	Oct 12, 2018	M	23,678	D	—	Jun 8, 2027	Common Stock	23,678	67,032	D
Stock Option (right to buy)^F4	$10.73	Oct 12, 2018	M	11,322	D	—	Mar 12, 2018	Common Stock	11,322	38,678	D

F1The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 10, 2018.
F2The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $20.23 to $21.08 per share, inclusive. The holder undertakes to provide, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F3The option shares vest over four years. 25% of the option shares vest and become exercisable on March 21, 2018 and the remaining shares vest in 36 equal monthly installments thereafter.
F4The option shares vest over four years. 25% of the option shares vest and become exercisable on March 12, 2018 and the remaining shares vest in 36 equal monthly installments thereafter.