SEC Form 4 · accession 0001179110-18-011531
Natera, Inc. · NTRA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Roy D. Baynes
Director
Period of report
Sep 14, 2018
Accepted (ET)
Sep 18, 2018 · 6:33 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001604821
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (right to buy)F1 | $24.42 | Sep 14, 2018 | A | 16,530 | A | — | Sep 13, 2028 | Common Stock | 16,530 | 16,530 | D |
Explanation of responses
- F1The option shares vest over three years. A third of the option shares vest and become exercisable on July 25, 2019 and the remaining shares vest on 2 equal annual installments thereafter. The initial option will become fully vested and exercisable in the event that the Company is subject to a change in control.