SEC Form 4 · accession 0001179110-18-011516
Natera, Inc. · NTRA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Matthew Rabinowitz
Officer — Chief Executive Officer · Director
Period of report
Sep 14, 2018
Accepted (ET)
Sep 18, 2018 · 5:55 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001604821
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF2 | Sep 14, 2018 | S | 38,429 | $23.4082 | D | 1,443,558 | D | |
| Common StockF3 | Sep 14, 2018 | S | 77,380 | $24.4695 | D | 1,366,178 | D | |
| Common StockF4 | Sep 14, 2018 | S | 5,956 | $24.9713 | D | 1,360,222 | D | |
| Common StockF5 | Sep 17, 2018 | S | 67,637 | $24.0819 | D | 1,292,585 | D | |
| Common Stock | Sep 17, 2018 | S | 14 | $24.68 | D | 1,292,571 | D | |
| Common StockF6 | Sep 18, 2018 | S | 62,283 | $24.2955 | D | 1,230,288 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person for investment diversification purposes on August 10, 2018.
- F2The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $22.93 to $23.90 per share, inclusive. The holder undertakes to provide, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- F3The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $23.93 to $24.925 per share, inclusive. The holder undertakes to provide, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- F4The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $24.93 to $25.13 per share, inclusive. The holder undertakes to provide, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- F5The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $23.66 to $24.60 per share, inclusive. The holder undertakes to provide, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- F6The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $23.78 to $24.70 per share, inclusive. The holder undertakes to provide, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.