SEC Form 4 · accession 0001179110-18-005718
Natera, Inc. · NTRA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Gail Boxer Marcus
Director
Period of report
Apr 13, 2018
Accepted (ET)
Apr 17, 2018 · 5:45 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001604821
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (right to buy)F2,F1 | $10.29 | Apr 13, 2018 | A | 923 | A | Apr 13, 2018 | Apr 12, 2028 | Common Stock | 923 | 923 | D |
| Stock Option (right to buyF3,F1 | $10.29 | Apr 13, 2018 | A | 412 | A | Apr 13, 2018 | Apr 12, 2028 | Common Stock | 412 | 412 | D |
Explanation of responses
- F1The option shares are fully vested and may be exercised at any time.
- F2The option was issued to the Reporting Person in lieu of retainer fees of $5,625.00, for service on the Issuer's board of directors.
- F3The option was issued to the Reporting Person in lieu of retainer fees of $2,513.59, for service on the Issuer's board of directors.