SEC Form 4 · accession 0001179110-17-009022
Natera, Inc. · NTRA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jonathan Sheena
Officer — Chief Technology Officer · Director
Period of report
Jun 9, 2017
Accepted (ET)
Jun 13, 2017 · 7:23 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001604821
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (right to buy)F1 | $10.41 | Jun 9, 2017 | A | 107,250 | A | — | Jun 8, 2027 | Common Stock | 107,250 | 107,250 | D |
| Restricted Stock UnitsF2,F3 | — | Jun 9, 2017 | A | 17,875 | A | — | — | Common Stock | 17,875 | 17,875 | D |
Explanation of responses
- F1The option shares vest over four years. 25% of the option shares vest and become exercisable on March 21, 2018 and the remaining shares vest in 36 equal monthly installments thereafter.
- F2Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Common Stock of the Issuer.
- F3The RSUs vest over four years. 25% of the RSUs vest on March 21, 2018 and the remaining shares vest in 12 equal quarterly installments thereafter.