SEC Form 4 · accession 0001179110-17-006113
Natera, Inc. · NTRA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Herm Rosenman
Director
Period of report
Apr 17, 2017
Accepted (ET)
Apr 19, 2017 · 8:13 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001604821
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (right to buy)F1 | $7.86 | Apr 17, 2017 | A | 16,530 | A | — | Apr 16, 2027 | Common Stock | 16,530 | 16,530 | D |
Explanation of responses
- F1The option shares vest over three years. A third of the option shares vest and become exercisable on April 17, 2018 and the remaining shares vest on 2 equal annual installments thereafter.