SEC Form 4 · accession 0001179110-16-032157
Natera, Inc. · NTRA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Matthew Rabinowitz
Officer — Chief Executive Officer · Director
Period of report
Nov 23, 2016
Accepted (ET)
Nov 28, 2016 · 7:48 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001604821
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF2 | Nov 23, 2016 | S | 84,617 | $12.7934 | D | 2,020,876 | D | |
| Common StockF3 | Nov 25, 2016 | S | 30,408 | $12.1393 | D | 1,990,468 | D | |
| Common StockF4 | Nov 28, 2016 | S | 31,731 | $12.0412 | D | 1,958,737 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.
- F2The reported price in Column 4 is a weighted average. These shares were sold in multiple transactions through a broker-dealer at prices ranging from $12.48 to $12.95 per share, inclusive. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- F3The reported price in Column 4 is a weighted average. These shares were sold in multiple transactions through a broker-dealer at prices ranging from $12.00 to $12.68 per share, inclusive. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- F4The reported price in Column 4 is a weighted average. These shares were sold in multiple transactions through a broker-dealer at prices ranging from $12.00 to $12.21 per share, inclusive. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.