SEC Form 4 · accession 0001179110-16-031635
Natera, Inc. · NTRA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Roelof Botha
Director · 10% Owner
Period of report
Nov 11, 2016
Accepted (ET)
Nov 15, 2016 · 5:59 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001604821
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-Qualified Stock Option (right to buy)F1 | $11.15 | Nov 11, 2016 | A | 2,021 | A | Nov 11, 2016 | Nov 10, 2026 | Common Stock | 2,021 | 2,021 | D |
Explanation of responses
- F1The option shares are fully vested and may be exercised at any time. The option was issued to the Reporting Person in lieu of retainer fees of $15,625, for service on the Issuer's board of directors.