SEC Form 4 · accession 0001179110-16-031241
Natera, Inc. · NTRA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jonathan Sheena
Officer — Chief Technology Officer · Director
Period of report
Nov 2, 2016
Accepted (ET)
Nov 4, 2016 · 5:03 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001604821
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Nov 2, 2016 | M | 10,944 | $0.5542 | A | 629,759 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F2 | $0.5542 | Nov 2, 2016 | M | 10,944 | D | — | May 18, 2021 | Common Stock | 10,944 | 0 | D |
Explanation of responses
- F1Includes 2,117 shares acquired under the Issuer's 2015 Employee Stock Purchase Plan on April 29, 2016, and 1,147 shares acquired under the Issuer's 2015 Employee Stock Purchase Plan on October 31, 2016.
- F2The option shares are fully vested and may be exercised at any time.