SEC Form 4 · accession 0001179110-16-027921
Natera, Inc. · NTRA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jonathan Sheena
Officer — Chief Technology Officer · Director
Period of report
Jul 22, 2016
Accepted (ET)
Jul 26, 2016 · 8:02 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001604821
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jul 22, 2016 | M | 46,012 | $0.4401 | A | 473,121 | D | |
| Common Stock | Jul 22, 2016 | M | 142,430 | $0.5542 | A | 615,551 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy) | $0.4401 | Jul 22, 2016 | M | 46,012 | D | Jul 15, 2011 | Dec 16, 2020 | Common Stock | 46,012 | 0 | D |
| Stock Option (Right to Buy) | $0.5542 | Jul 22, 2016 | M | 142,430 | D | May 19, 2012 | May 19, 2021 | Common Stock | 142,430 | 10,944 | D |