SEC Form 4 · accession 0001179110-16-026721
Natera, Inc. · NTRA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Roelof Botha
Director · 10% Owner
Period of report
Jun 19, 2016
Accepted (ET)
Jun 21, 2016 · 8:07 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001604821
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jun 19, 2016 | P | 171,311 | $11.94 | A | 171,311 | I | By Family Trust |
| Common StockF1 | Jun 19, 2016 | P | 666,210 | $11.94 | A | 666,210 | I | By Family Partnership |
| Common StockF2 | holding | — | — | — | 6,767,891 | I | Sequoia Capital XII, L.P. | |
| Common StockF2 | holding | — | — | — | 723,329 | I | Sequoia Capital XII Principals Fund, LLC | |
| Common StockF2 | holding | — | — | — | 253,240 | I | Sequoia Technology Partners XII, L.P. |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents shares acquired in a private resale transaction.
- F2Roelof F. Botha is a managing member of SC XII Management, LLC ("SC XII Management"). SC XII Management is the general partner of Sequoia Capital XII, L.P. and Sequoia Technology Partners XII, L.P. and is the managing member of Sequoia Capital XII Principals Fund, LLC. By virtue of these relationships, Mr. Botha may be deemed to share voting and dispositive power with respect to the shares held by Sequoia Capital XII, L.P., Sequoia Technology Partners XII, L.P. and Sequoia Capital XII Principals Fund, LLC. Mr. Botha disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purpose.