SEC Form 4 · accession 0001567619-18-002141
Qorvo, Inc. · QRVO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
James L Klein
Officer — VP and Pres. Infra. & Defense
Period of report
Sep 4, 2018
Accepted (ET)
Sep 5, 2018 · 4:31 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001604778
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Sep 4, 2018 | M | 628 | $31.08 | A | 50,172 | D | |
| Common Stock | Sep 4, 2018 | M | 1,465 | $48.42 | A | 51,637 | D | |
| Common Stock | Sep 4, 2018 | S | 2,093 | $79.88 | D | 49,544 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F2 | $31.08 | Sep 4, 2018 | M | 628 | D | Jul 7, 2016 | Apr 7, 2021 | Common Stock | 628 | 1 | D |
| Stock Option (Right to Buy)F2 | $48.42 | Sep 4, 2018 | M | 1,465 | D | Jul 7, 2016 | Sep 8, 2021 | Common Stock | 1,465 | 4,187 | D |
Explanation of responses
- F1This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 5, 2018.
- F2The option vested in four quarterly installments beginning on this date.