SEC Form 4 · accession 0001140361-17-030867
Qorvo, Inc. · QRVO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
James L Klein
Officer — VP and Pres. Infra. & Defense
Period of report
Aug 7, 2017
Accepted (ET)
Aug 9, 2017 · 4:49 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001604778
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Aug 7, 2017 | F | 1,100 | $68.80 | D | 36,358 | D | |
| Common Stock | Aug 8, 2017 | M | 2,305 | $11.59 | A | 38,663 | D | |
| Common Stock | Aug 8, 2017 | M | 295 | $16.75 | A | 38,958 | D | |
| Common Stock | Aug 8, 2017 | S | 4,120 | $68.41 | D | 34,838 | D | |
| Common Stock | Aug 8, 2017 | A | 8,140 | $0.00 | A | 42,978 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F2 | $11.59 | Aug 8, 2017 | M | 2,305 | D | Jul 5, 2015 | Apr 5, 2023 | Common Stock | 2,305 | 0 | D |
| Stock Option (Right to Buy)F2 | $16.75 | Aug 8, 2017 | M | 295 | D | Jul 5, 2015 | Jun 7, 2023 | Common Stock | 295 | 10,011 | D |
Explanation of responses
- F1These transactions were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 6, 2016.
- F2The option vested in four quarterly installments beginning on this date.