SEC Form 4 · accession 0001140361-17-019360
Qorvo, Inc. · QRVO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
James L Klein
Officer — VP and Pres. Infra. & Defense
Period of report
May 9, 2017
Accepted (ET)
May 10, 2017 · 4:19 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001604778
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | May 9, 2017 | M | 2,321 | $14.19 | A | 36,808 | D | |
| Common Stock | May 9, 2017 | M | 279 | $11.59 | A | 37,087 | D | |
| Common Stock | May 9, 2017 | S | 2,600 | $65.81 | D | 34,487 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F2 | $14.19 | May 9, 2017 | M | 2,321 | D | Jul 9, 2014 | Apr 9, 2022 | Common Stock | 2,321 | 0 | D |
| Stock Option (Right to Buy)F2 | $11.59 | May 9, 2017 | M | 279 | D | Jul 5, 2015 | Apr 5, 2023 | Common Stock | 279 | 7,505 | D |
Explanation of responses
- F1These transactions were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 6, 2016.
- F2The option vested in four quarterly installments beginning on this date.