SEC Form 4 · accession 0001567619-19-005763
Ashford Inc. · AINC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Robert G. Haiman
Officer — Exec. VP, GC and Secretary
Period of report
Feb 27, 2019
Accepted (ET)
Mar 1, 2019 · 4:11 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001604738
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | holding | — | — | — | 2,218 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Options (right to purchase)F2 | $61.12 | Feb 27, 2019 | A | 20,195 | A | Feb 27, 2022 | Feb 27, 2029 | Common Stock | 20,195 | 20,195 | D |
Explanation of responses
- F1The shares of Common Stock include 1,448 unvested time-based restricted stock awards granted pursuant to the Remington Hotels, LLC Ashford Stock Plan of which 664 of the shares will vest on March 15, 2019, 561 of the shares will vest on March 15, 2020 and 223 of the shares will vest on March 15, 2021.
- F2The options were acquired from the Issuer in a grant under the Issuer's 2014 Incentive Plan.