SEC Form 4 · accession 0000909143-17-000080
Ashford Inc. · AINC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
ASHFORD HOSPITALITY TRUST INC
10% Owner
Period of report
Dec 13, 2017
Accepted (ET)
Dec 14, 2017 · 7:00 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001604738
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Dec 13, 2017 | J | 598,163 | $0.00 | D | 0 | I | By Ashford OP Limited Partner LLC |
| Common StockF2 | Dec 13, 2017 | J | 598,163 | $0.00 | A | 598,163 | I | By Ashford Hospitality Limited Partnership |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Reflects shares previously reflected as directly owned by the Reporting Person. On or about December 13, 2017, the Reporting Person contributed, as an additional capital contribution, the shares to Ashford OP Limited Partner LLC, a wholly-owned subsidiary of the Reporting Person. Subsequently, Ashford OP Limited Partner LLC contributed, as an additional capital contribution, the shares to Ashford Hospitality Limited Partnership, the Reporting Person's operating subsidiary ("AHLP"), in exchange for additional common partnership units in AHLP.
- F2Shares held directly by AHLP, the Reporting Person's operating subsidiary. The Reporting Person disclaims ownership of such shares except to the extent of its pecuniary interest therein.