SEC Form 4 · accession 0001567619-19-004912
Evoqua Water Technologies Corp. · AQUA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Nick Bhambri
Director
Period of report
Feb 14, 2019
Accepted (ET)
Feb 19, 2019 · 5:43 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001604643
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF2 | Feb 14, 2019 | A | 7,893 | $0.00 | A | 12,682 | D | |
| Common StockF3 | holding | — | — | — | 134,788 | I | See footnote |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The reported transaction is an award of restricted stock units in respect of the issuer's common stock. Subject to the reporting person's continued service as a director of the issuer through the vesting date, these restricted stock units are scheduled to vest on February 14, 2020 and settle within 30 days thereafter.
- F2This amount includes 12,682 unvested restricted stock units in respect of the issuer's common stock. Of these restricted stock units, 7,893 are scheduled to vest as described in footnote 1 to this Form 4 and 4,789 are scheduled to vest as described in the Form 4 filed by the reporting person on April 4, 2018.
- F3The reporting person beneficially owns these shares of the issuer's common stock indirectly through the Nick Bhambri Revocable Trust dated June 23rd, 2008 (the "Trust"). The reporting person serves as the trustee of the Trust.