SEC Form 4 · accession 0001209191-17-059666
Evoqua Water Technologies Corp. · AQUA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owners
Period of report
Nov 6, 2017
Accepted (ET)
Nov 7, 2017 · 8:07 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001604643
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Nov 6, 2017 | S | 2,815,565 | $16.92 | D | 10,819,467 | I | See footnotes |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Consists of (i) 2,432,648 shares of Evoqua Water Technologies Corp. common stock, par value $0.01 per share ("Common Stock"), sold by bcIMC Private Placement (2013) Investment Corporation ("PP 2013"), and (ii) 382,917 shares of Common Stock sold by bcIMC (WCBAF) Private Placement (2013) Investment Corporation ("(WCBAF) PP 2013").
- F2Consists of (i) 9,348,020 shares of Common Stock held directly by PP 2013, and (ii) 1,471,447 shares of Common Stock held directly by (WCBAF) PP 2013. British Columbia Investment Management Corporation is the sole owner of PP 2013 and the sole owner of voting stock in (WCBAF) PP 2013, and may be deemed a beneficial owner of shares of Common Stock held by each of them.