SEC Form 4 · accession 0001140361-18-029336
Evoqua Water Technologies Corp. · AQUA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Anthony Webster
Officer — Executive Vice President, CHRO
Period of report
Jun 18, 2018
Accepted (ET)
Jun 20, 2018 · 5:03 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001604643
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF2 | Jun 18, 2018 | A | 21,164 | $0.00 | A | 79,002 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The reported transaction is in settlement of the bonus payable to the reporting person pursuant to that certain Bonus Agreement with Evoqua Water Technologies LLC effective March 1, 2016 (the "Bonus"). A portion of the Bonus equal to the withholding tax obligation was settled in cash.
- F2This amount includes 57,472 unvested restricted stock units in respect of the issuer's common stock. These restricted stock units are scheduled to vest as described in the Form 4 filed by the reporting person on November 6, 2017.