SEC Form 4 · accession 0001140361-18-025408
Evoqua Water Technologies Corp. · AQUA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Lynn C Swann
Director
Period of report
May 21, 2018
Accepted (ET)
May 23, 2018 · 6:17 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001604643
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF2 | May 21, 2018 | A | 3,968 | $0.00 | A | 13,968 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The reported transaction is an award of restricted stock units in respect of the issuer's common stock. These restricted stock units will vest in full on February 28, 2019 (the "Vesting Date") and settle within 30 days of the Vesting Date, subject to the reporting person's continued service as a director of the issuer through the Vesting Date.
- F2Number reported includes 3,968 unvested restricted stock units described above.