SEC Form 4 · accession 0001140361-18-014515
Evoqua Water Technologies Corp. · AQUA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
James M. Kohosek
Officer — EVP, Corporate Strategy
Period of report
Mar 19, 2018
Accepted (ET)
Mar 21, 2018 · 6:17 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001604643
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2,F3 | Mar 19, 2018 | S | 22,278 | $21.285 | D | 35,366 | D | |
| Common StockF1,F2,F3 | Mar 21, 2018 | S | 3,342 | $21.285 | D | 32,024 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1These shares of common stock were sold pursuant to the Underwriting Agreement dated March 14, 2018.
- F2This amount represents the $22.00 public offering price per share of the issuer's common stock less the underwriting discount of $0.715 per share.
- F3This amount includes 23,947 unvested restricted stock units in respect of the issuer's common stock. These restricted stock units are scheduled to vest as described in the Form 4 filed by the reporting person on November 6, 2017.