SEC Form 4 · accession 0001140361-18-013904
Evoqua Water Technologies Corp. · AQUA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Judd A. Gregg
Director
Period of report
Mar 14, 2018
Accepted (ET)
Mar 16, 2018 · 5:31 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001604643
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Mar 14, 2018 | M | 35,200 | $4.64 | A | 35,200 | D | |
| Common Stock | Mar 14, 2018 | F | 6,980 | $23.40 | D | 28,220 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F1 | $4.64 | Mar 14, 2018 | M | 35,200 | D | — | May 12, 2024 | Common Stock | 35,200 | 144,607 | D |
Explanation of responses
- F1This option is fully vested.